James Ustby is an investment adviser representative (IAR) with state registration records since 2019, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-09-26 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-11-19 | 2021-03-23 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-03-22 | 2019-08-07 | — |