GERARD STEPHEN DIAZ

GERARD STEPHEN DIAZ is an investment adviser representative (IAR) with state registration records since 2020, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-11-19presentYes
BFC PLANNING, INC.2025-06-122025-11-12
TLG ADVISORS, INC.2024-10-312025-03-13
CHARLES SCHWAB & CO., INC.2022-03-302024-10-15
AMERIPRISE FINANCIAL SERVICES, LLC2020-06-122022-01-26

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