James S Hicks is an investment adviser representative (IAR) with state registration records since 2019, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-07-19 | present | Yes |
| HARRISDIRECT LLC | 2020-03-09 | 2021-07-14 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-09-16 | 2020-03-02 | — |
| TD AMERITRADE, INC. | 2019-09-16 | 2020-03-02 | — |