James Newsome

James Newsome is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2022-06-28presentYes
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2019-09-232022-06-15
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-04-242019-08-13

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