THOMAS KAPLAN is an investment adviser representative (IAR) with state registration records since 2019, appearing at 4 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2023-09-22 | 2025-03-31 | — |
| HARRISDIRECT LLC | 2019-11-20 | 2023-08-17 | — |
| MML INVESTORS SERVICES, LLC | 2019-02-08 | 2019-08-12 | — |