Catherine Baron

Catherine Baron is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (3)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2026-06-18presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-04-062026-06-23
&PARTNERS2018-10-242021-01-25

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