Tyler Douglas Rock

Tyler Douglas Rock is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-12-06presentYes
MORGAN STANLEY SMITH BARNEY LLC2023-11-102024-11-15
CHARLES SCHWAB & CO., INC.2022-04-222023-10-25
MORGAN STANLEY SMITH BARNEY LLC2019-06-252022-03-29

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