Ray Xuan Diao is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-02-09 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-07-29 | 2024-01-25 | — |