KAINOA BROAD is an investment adviser representative (IAR) with state registration records since 2020, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-01-25 | present | Yes |
| OSAIC WEALTH, INC. | 2023-09-01 | 2025-01-28 | — |
| OSAIC SERVICES, INC. | 2020-01-27 | 2023-09-01 | — |