ALAN T W BAU is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with SIGMA PLANNING CORPORATION.
| Firm | From | To | Current |
|---|---|---|---|
| SIGMA PLANNING CORPORATION | 2011-06-28 | present | Yes |
| LPL FINANCIAL LLC | 1999-01-01 | 2011-06-24 | — |