Herschel Diaz is an investment adviser representative (IAR) with state registration records since 2019, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2024-11-15 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-11-28 | 2024-05-20 | — |
| HARRISDIRECT LLC | 2021-05-27 | 2022-10-07 | — |
| EDWARD D. JONES & CO., L.P. | 2019-02-22 | 2021-05-04 | — |