THOMAS VINCENT CARUSO is an investment adviser representative (IAR) with state registration records since 1994, appearing at 6 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2023-03-02 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2015-01-16 | 2023-01-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-01-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-08-27 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2007-08-22 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1994-04-12 | 2003-07-01 | — |