NICHOLAS J CARON is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2021-07-06 | 2024-11-14 | — |
| OPPENHEIMER & CO. INC. | 2019-07-22 | 2021-05-12 | — |