James Vincent Ulrich is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-06-13 | present | Yes |
| PARK AVENUE SECURITIES LLC | 2023-03-09 | 2024-03-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-08-24 | 2023-01-23 | — |