Douglas Lee Klein is an investment adviser representative (IAR) with state registration records since 2021, appearing at 3 firms. Currently registered with PEAK FINANCIAL GUIDANCE LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PEAK FINANCIAL GUIDANCE LLC | 2025-06-17 | present | Yes |
| EDWARD D. JONES & CO., L.P. | 2023-07-07 | 2025-06-09 | — |
| PRUCO SECURITIES, LLC | 2021-06-10 | 2023-06-26 | — |