Caroline C Carpenter is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-09-29 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2021-08-06 | 2022-06-06 | — |