ALEC GASTON SWOFFORD is an investment adviser representative (IAR) with state registration records since 2019, appearing at 2 firms. Currently registered with FIRST TRUST ADVISORS LP.
| Firm | From | To | Current |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | 2021-10-20 | present | Yes |
| ADVISORS ASSET MANAGEMENT, INC. | 2019-07-15 | 2021-10-12 | — |