CHARLES LEO DOUGHERTY is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2009-05-11 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2009-04-27 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1997-01-03 | 2003-07-01 | — |