Sophia K Newman is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-08-30 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-06-26 | 2024-09-12 | — |