John Carroll is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2025-07-10 | present | Yes |
| LPL ENTERPRISE, LLC | 2024-11-14 | 2025-03-24 | — |
| PRUCO SECURITIES, LLC | 2023-12-14 | 2024-11-14 | — |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | 2020-01-01 | 2023-12-13 | — |