Brock Balis is an investment adviser representative (IAR) with state registration records since 2024, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-08-14 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2024-03-25 | 2024-08-13 | — |