NICOLE MOON is an investment adviser representative (IAR) with state registration records since 2020, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-05-13 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-09-09 | 2024-04-30 | — |