Emanuel Tomas Roa

Emanuel Tomas Roa is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (4)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2026-01-06presentYes
MAINSAIL FINANCIAL GROUP, LLC2025-03-212025-09-29
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-07-292025-02-06
HORNOR, TOWNSEND & KENT, LLC2020-08-192021-01-22

More