CARTER D BABB is an investment adviser representative (IAR) with state registration records since 2019, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2020-07-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-11-21 | 2020-07-13 | — |