CHARLES DEWITT BAKER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2016-02-29 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2012-01-27 | 2016-02-29 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2012-01-30 | — |
| WELLS FARGO INVESTMENTS, LLC | 2005-07-11 | 2011-01-03 | — |
| UBS FINANCIAL SERVICES INC. | 1999-02-24 | 2005-07-29 | — |