RICHARD ROQUE GAMBOA is an investment adviser representative (IAR) with state registration records since 1997, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2008-02-04 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 1997-07-08 | 2008-02-07 | — |