Charles M Mok is an investment adviser representative (IAR) with state registration records since 1997, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-05-05 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 1997-07-08 | 2009-05-21 | — |