W. JAMES STEEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| VESTAX SECURITIES CORPORATION | 1999-12-07 | 2004-01-01 | — |
| PETRA CAPITAL MANAGEMENT GROUP, INC. | 1999-10-29 | 2005-11-09 | — |