JAMES RANDY SMITH is an investment adviser representative (IAR) with state registration records since 1993, appearing at 3 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2019-03-29 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-02-06 | 2019-04-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1993-07-31 | 2009-02-26 | — |