JAMES EDWARD NIELSEN is an investment adviser representative (IAR) with state registration records since 1994, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2012-06-05 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-06-26 | — |
| MORGAN STANLEY & CO. LLC | 2007-06-04 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2007-05-31 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1994-12-14 | 2003-07-01 | — |