David Findley

David Findley is an investment adviser representative (IAR) with state registration records since 2022, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2024-08-05presentYes
FISHER ASSET MANAGEMENT, LLC2024-05-132024-07-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-04-202024-05-13
EQUITABLE ADVISORS, LLC2022-07-152023-03-30

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