Dave Jonathan Guzman is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2024-06-14 | present | Yes |
| ONEAMERICA SECURITIES, INC. | 2022-07-27 | 2023-04-19 | — |