TRI CAO NGUYEN is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2023-09-14 | 2025-03-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2021-08-30 | 2023-09-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-06-16 | 2021-08-02 | — |