James Roger Poole is an investment adviser representative (IAR) with state registration records since 2020, appearing at 3 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2025-08-27 | present | Yes |
| LINDEN THOMAS ADVISORY SERVICES, LLC | 2025-02-18 | 2025-03-10 | — |
| LINDEN THOMAS ADVISORY SERVICES, LLC | 2022-08-02 | 2024-02-06 | — |
| SECURIAN FINANCIAL SERVICES, INC. | 2020-07-24 | 2022-06-29 | — |