CHARLES JAMES KAUFMANN is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-11-06 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2022-03-25 | 2023-10-31 | — |