Erick Rosales is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-11 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2024-10-16 | 2025-06-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-08-20 | 2023-06-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2020-11-19 | 2021-08-12 | — |