JAMES LEON STEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2024-03-04 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2024-03-11 | — |
| A. G. EDWARDS & SONS, INC. | 2006-10-09 | 2008-01-01 | — |