THOMAS FRANCIS

THOMAS FRANCIS is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (5)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2024-11-202025-03-31
SOFI WEALTH LLC2024-04-082024-08-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-02-022024-04-01
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-06-042022-10-13

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