David Joseph Smith

David Joseph Smith is an investment adviser representative (IAR) with state registration records since 2021, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2026-01-23presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-02-032026-01-02
TD PRIVATE CLIENT WEALTH LLC2022-06-032022-11-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-11-032022-06-01

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