JAMES JOSEPH MALMSTROM is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-06-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-06-22 | 2022-05-31 | — |
| UBS FINANCIAL SERVICES INC. | 2006-07-24 | 2007-07-03 | — |