Susan M Smith is an investment adviser representative (IAR) with state registration records since 2022, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC, THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 2023-06-30 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2023-05-24 | present | Yes |
| LPL FINANCIAL LLC | 2022-12-08 | 2023-04-25 | — |