Rocco M Neis is an investment adviser representative (IAR) with state registration records since 2020, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-02-02 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-06-29 | 2021-10-08 | — |
| ALLSTATE FINANCIAL ADVISORS, LLC | 2021-03-03 | 2021-04-23 | — |
| EQUITABLE ADVISORS, LLC | 2020-11-09 | 2021-02-03 | — |