Carol Le is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with SVB WEALTH.
| Firm | From | To | Current |
|---|---|---|---|
| SVB WEALTH | 2022-06-29 | present | Yes |
| SVB INVESTMENT SERVICES INC. | 2021-04-19 | 2022-07-29 | — |