DANIEL ROMAN is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-05-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2021-12-22 | 2023-05-15 | — |