BRUCE KENNETH BERMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2021-05-07 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-10-28 | 2021-06-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-11-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-09-08 | 2007-04-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2006-09-11 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-06-05 | 2003-07-01 | — |