JAMES EDWARD HERBERT is an investment adviser representative (IAR) with state registration records since 2024, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-09-15 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2024-05-03 | 2025-08-20 | — |
| PRUCO SECURITIES, LLC | 2024-02-16 | 2024-04-26 | — |