James Matthew Shea

James Matthew Shea is an investment adviser representative (IAR) with state registration records since 2022, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2025-03-27presentYes
LPL ENTERPRISE, LLC2024-11-142025-03-26
PRUCO SECURITIES, LLC2022-03-152024-11-14

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