ROBERT JOHN RICHARDS

ROBERT JOHN RICHARDS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2020-01-13presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2017-11-142020-01-10
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2015-01-022017-12-08
EPA FINANCIAL SERVICES, CORP.2011-08-312019-09-30
NATIONAL PLANNING CORPORATION2007-10-012015-01-02
CINCINNATI ANALYSTS, INC.2002-06-242007-10-01

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