James A. Matthews is an investment adviser representative (IAR) with state registration records since 2021, appearing at 5 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2025-12-01 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2024-03-22 | 2025-11-21 | — |
| CETERA ADVISORS LLC | 2024-03-14 | 2024-03-22 | — |
| J.P. MORGAN SECURITIES LLC | 2022-11-01 | 2024-03-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-09-20 | 2022-02-17 | — |