Richard J Finley is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with KESTRA ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 2025-06-12 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2021-10-08 | 2025-05-22 | — |